VP- Quality Assurance Review of Conduct Risk Audits
VP- Quality Assurance Review of Conduct Risk Audits with BNP Paribas RCC, Inc. in Jersey City, NJ. Perform qual assurance reviews to assess accurate & consistent adherence to Inspectn Generale's Conduct Audit Methodology (incl Audit Guides & Risk & Control Matrices for Capital Mkts activities), Central IG's Global Audit Guidelines (How To), IIA Standards,& IG Policies & Procedures. Positn reqs a Bach deg (U.S. or Foreign Equiv) in Acctg, Fin, or a rel field & 3 yrs of exp in job offerd or a rel role. Must have 3 yrs of exp w/ ea. of the following: Audit &/or risk exp incl Conduct risk mgmt or mkt activities in the banking industry; wrking w/ audit practices & applying risk mgmt concepts & rel regulatory policy statements; applying strong understand of relevant risks & controls in mkt activities areas such as Trading, Origination, Distributn, Sales, Order Mgmt & Trade Execution, Risk Mgmt, & Operations; writing qual assurance review reports, incl compliant & non-compliant attributes; dvlpng training materials for sr internal audit prof'ls & delivery of trainings; & preparing periodic reporting to oversight committees. CIA certificatn completed or in progress. *Telecommuting permitted 50%: wrk may be performed w/in normal commuting distance from the BNP Paribas RCC Inc. office in Jersey City, NJ. Sal: $150,000- $195,000/ yr. Qualified Applicants: Apply at https://bwelcome.hr.bnpparibas/
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Required skills
- Internal Auditing Experience
- Distributing
- Certified Internal Auditor ( CIA )